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Inaccurate and incomplete form filings can result in delays serious consequences for the firm and/or its agents.
SRP provides confidential and timely filing the following forms:
Form BD and amendments |
Form U-4 and amendments |
CRD Relicensing |
Annual Renewals |
Temporary Method |
DRPs and amendments |
Automatic Method |
Form U-5 |
Manual Method |
Form BDW |
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